Florida Securities

Dealers Association

Log in

The Definitive Voice of, and Advocate for, Florida Securities Firms and Investment Advisors for More Than 80 Years.

FSDA Fall Industry Outreach Program - Market Trends: Rethink & Recalibrate

  • 10/03/2019
  • 7:45 AM
  • Boca Raton Marriott at Boca Center, 5150 Town Center Circle Boca Raton, FL 33486

Registration

  • Yes, I will be attending this event.

Register

FSDA Industry Outreach Program Fall 2019

FSDA Presents...Market Trends: Rethink & Recalibrate

Thursday, October 3, 2019

Location: ​Boca Raton Marriott at Boca Center

5150 Town Center CircleBoca Raton, FL 33486

Schedule

  • 7:45 a.m. - 8:30 a.m. Registration & Networking Continental Breakfast
  • 8:30 a.m. - 8:45 a.m.  Welcome & Opening Remarks & Sponsor Recognition
  • 8:45 a.m. – 9:15 a.m. SEC’s Regulation Best Interest  - A conversation with Kevin Carroll, Managing Director and Associate General Counsel SIFMA
  • 9:15 a.m. – 9:35 a.m.  Cannabis - Securities Industry Challenges - 
     Kerry A. Zinn, Principal, Bressler, Amery & Ross, P.C.
  • 9:35 a.m. - 10:00 a.m. Networking break
  • 10:00 a.m. - 11:00 a.m. Panel Discussion - Cryptocurrency and Securities Regulation in the Digital Age
  • 11:00 a.m. - 11:45 a.m. Market Strategist  - Bryan Piskorowski, Head of Advice & Market Strategy Wells Fargo Advisors
  • 11:45 a.m. - 11:50 a.m. Closing Remarks

Cryptocurrency & Blockchain Technology Panel Participants:

Moderator - Kevin D. Rosen, Senior Manager, Cyber Risk Services, Deloitte & Touche LLP

  • Haimera Workie, Head of Financial Innovation and Senior Director, FINRA Office of Financial Innovation
  • Scott A. Masel, Attorney-Advisor, Enforcement, U.S. Securities & Exchange Commission
  • Bobbyjoe Glover, Special Agent, Federal Bureau of Investigation
  • Kelechukwu (K.C.) Osuji, Chief Compliance Officer & AML Officer for TradeStation Crypto, Inc. an affiliate of TradeStation Securities, Inc.
  • Kerry A. Zinn, Principal, Bressler, Amery & Ross, P.C
  • Greg Bordenkircher, Chief Litigation Counsel, Alabama Securities Commission

           

CLE, CPA & CFP continuing education credit applied for   

Questions, contact wanda.doumar@floridasecurities.com      

FSDA thanks the following members for their sponsorship support of the Industry Outreach Program 2019

 



      
                              

            

Sponsorship opportunities available 
Contact wanda.doumar@floridasecurities.com


Copyright 2019, Florida Securities Dealers Association, Inc.
Terms and Conditions | Privacy Statement

Call or Email Us
Office: (561) 371-4517
Email: info@floridasecurities.com

Address:
6671 W. Indiantown Road,
#50-194 Jupiter, FL 33458