FSDA Industry Outreach Program Fall 2019

FSDA Presents...Market Trends: Rethink & Recalibrate

Thursday, October 3, 2019

Location: ​Boca Raton Marriott at Boca Center

5150 Town Center Circle, Boca Raton, FL 33486

​Schedule

• 7:45 a.m. - 8:30 a.m. Registration & Networking Continental Breakfast
• 8:30 a.m. - 8:45 a.m.  Welcome & Opening Remarks & Sponsor Recognition
• 8:45 a.m. – 9:15 a.m. SEC’s Regulation Best Interest  - A conversation with Kevin Carroll, Managing Director and Associate General Counsel SIFMA
• 9:15 a.m. – 9:35 a.m.  Cannabis - Securities Industry Challenges - 
   Kerry A. Zinn, Principal, Bressler, Amery & Ross, P.C.
• 9:35 a.m. - 10:00 a.m. Networking break
• 10:00 a.m. - 11:00 a.m. Panel Discussion - Cryptocurrency and Securities Regulation in the Digital Age
• 11:00 a.m. - 11:45 a.m. Market Strategist  - Bryan Piskorowski, Head of Advice & Market Strategy Wells Fargo Advisors
• 11:45 a.m. - 11:50 a.m. Closing Remarks
  

Cryptocurrency & Blockchain Technology Panel Participants:

Moderator - Kevin D. Rosen, Senior Manager, Cyber Risk Services, Deloitte & Touche LLP

• Haimera Workie, Head of Financial Innovation and Senior Director, FINRA Office of Financial Innovation
• Scott A. Masel, Attorney-Advisor, Enforcement, U.S. Securities & Exchange Commission
  
• Bobbyjoe Glover, Special Agent, Federal Bureau of Investigation
  
• Kelechukwu (K.C.) Osuji, Chief Compliance Officer & AML Officer for TradeStation Crypto, Inc. an affiliate of TradeStation Securities, Inc.
  
• Kerry A. Zinn, Principal, Bressler, Amery & Ross, P.C

• Greg Bordenkircher, Chief Litigation Counsel, Alabama Securities Commission

         
  

CLE, CPA & CFP continuing education credit applied for   

Questions, contact wanda.doumar@floridasecurities.com      

FSDA thanks the following members for their sponsorship support of the Industry Outreach Program 2019

Sponsorship opportunities available 
Contact wanda.doumar@floridasecurities.com