The Definitive Voice of, and Advocate for, Florida Securities Firms and Investment Advisors for More Than 80 Years.
Why do these firms join the FSDA at the Corporate level?
The corporate levels enjoy one board voting seat member and one board advisory member. The voting member may Chair committees (standing or ad hoc) and both members are invited to participate in all programs during the year. The Corporate members’ firm employees are invited to all Outreach Programs. Corporate level members have the benefit of a short corporate description on FSDA’s website. All firm members may receive FSDA’s marketing and legislative update materials. The members can use “Member FSDA” on their marketing materials.
What does this membership cost?
$5,000 (60% is deductible) – Must submit an application for approval.
Allen & Company of Florida, Inc. http://alleninvestments.com/
At Allen & Company, experience has taught us to listen. As the oldest established investment firm in the State of Florida, we are dedicated to providing investment solutions tailored to the individual. The relationship that is cultivated between a client and financial advisor is foundational to the preparation of the plan. Allen & Company of Florida, Inc. is headquartered in Lakeland, offering full service financial planning from 3 Florida locations.
Bressler, Amery & Ross, P.C. http://www.bressler.com/
With over 100 lawyers and offices in three states, the firm offers a broad range of legal services. Our lawyers have achieved regional and national recognition in their practice areas. We take a disciplined approach to problem solving, aware of cost considerations, but focused on quality. We work with the efficiency, responsiveness, and flexibility that today’s clients demand.
Broad and Cassel http://www.broadandcassel.com/
Capital Forensics, Inc. https://www.capitalforensics.com/
Over the past 25 years, Capital Forensics, Inc. (CFI) has provided a broad range of services to the Financial Services Industry including Broker-dealers, RIA’s, Hedge Funds, Banks, Insurance Companies & their respective legal counsels. Our core services include litigation support, expert testimony, complex data analysis, regulatory-compliance consulting and forensic accounting. CFI’s ArbSelector®, the industry standard for arbitration panel selection, provides preliminary arbitrator metrics and rankings, based on 30 years of award history. CFI’s team consists of former General Counsels, Chief Compliance Officers, Regulators, ERISA and fiduciary specialists and senior executives with extensive financial services expertise.
Edward Jones https://www.edwardjones.com/
We serve individual investors and business owners. Our nearly 7 million clients have the benefit of working with a firm that is focused on the needs of individual investors, not institutional clients. Our focus is on helping you reach your long-term financial goals. Whether it’s the investments we offer, the services we provide, the offices where we work or the tools we use, all were developed with you in mind. Clients can expect a consultative approach to their financial needs. They can also expect personal attention and prompt answers to financial questions and concerns.
Fowler White Burnett, P.A. http://www.fowler-white.com/
For 70 years, we have skillfully combined traditional values with innovative practices to ensure that our clients receive the trusted legal counsel reflective of our rich heritage. Our first priority is to help clients meet their business and legal needs. We have the resources, knowledge and commitment necessary to deliver solutions for the complex and challenging legal issues faced by our clients today in order to position them for success in the future.
Buchanan Ingersoll & Rooney P.C. http://www.bipc.com/
In retaining legal counsel, each client looks for the attorney who has the credentials, resources, credibility and, above all else, the experience to represent them. That experience—in the law, in handling a matter, and in representing the industry—is what clients value most. That is what differentiates our law firm. We bring the power of experience to each representation.
Janney Montgomery Scott http://www.janney.com/
Janney provides advice to individual, corporate and institutional clients. Our expertise includes guidance about asset management, corporate and public finance, equity and fixed income investing, equity research, institutional equity and fixed income sales and trading, investment strategy, financial planning, mergers and acquisitions, public and private capital raising, portfolio management, retirement and income planning, and wealth management. Janney is an independently-operated subsidiary of The Penn Mutual Life Insurance Company and is a member of the Financial Industry Regulatory Authority (FINRA) and Securities Investor Protection Corporation (SIPC).
Pershing LLC https://www.pershing.com/
Pershing, a BNY Mellon company, and its affiliates provide global financial business solutions to advisors, asset managers, broker-dealers, family offices, financial organizations, fund managers and registered investment advisory firms. A financial services market leader located in 23 offices worldwide, we are uniquely positioned to provide advisors and firms global insights into industry trends, regulatory changes and best practices, as well as shifts in investor sentiment and expectations. Pershing provides solutions−including innovative programs and business consulting−that help create a competitive advantage for our clients. Pershing LLC, member FINRA, NYSE, SIPC.
RBC Wealth Management https://www.rbcwealthmanagement.com/us/en/
RBC Wealth Management is recognized as one of the world’s top 5 wealth managers by assets. With more than $681 billion under administration and more than $445 billion in assets under management, RBC Wealth Management employs approximately 1800 Financial Advisors in the United States. RBC Wealth Management together with their parent company Royal Bank of Canada offers a full suite of banking, investment and asset management along with trust services, credit/lending and additional wealth management solutions to financially successful individuals and families as well as businesses and institutional investors from North America to Southeast Asia.
Robert W. Baird & Co., Inc. http://www.rwbaird.com/
Robert W. Baird & Co. is an employee-owned, international wealth management, capital markets, private equity and asset management firm with more than $100 billion in client assets. Our deep expertise and resources have made us a trusted partner to individuals, corporations and institutions through many market cycles.
Renaissance Regulatory http://www.rrscompliance.com/wp/
Renaissance Regulatory Services, Inc. is founded on the premise that the financial services industry is constantly changing. New products and services, changing regulations and globalization create unique issues in compliance and operations for firms of all sizes and business models. In order to Manage Through Change, firms must have the ability to quickly recognize and respond to the compliance and operational challenges that arise.
TradeStation Securities, Inc. http://www.tradestation.com/
It is our goal at TradeStation to be considered the only choice for committed traders. No matter what your current level of trading, we will meet you at that level and provide you with the award-winning analysis and trading tools, superb support and ongoing education to elevate your trading.
Wiand Guerra King http://www.wiandlaw.com/
We are a firm of lawyers experienced in counseling businesses and individuals and representing clients in commercial and business disputes. Our founding members, recognized by their clients and peers as among the top lawyers in Florida and the nation, provide representation throughout the United States in complex litigation and regulatory matters with a focus on the securities and financial services industries.