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FSDA Fall Industry Outreach Program - An Evolution of an Industry: Challenges, Opportunities & Trends

  • 09/18/2018
  • 8:00 AM
  • ​Center for Advanced Medical Learning and Simulation (CAMLS) Auditorium

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FSDA Industry Outreach Program Fall 2018

FSDA Presents...An Evolution of an Industry: Challenges, Opportunities & Trends

Tuesday, September 18, 2018

Location: ​CAMLS Center - 2nd Floor Auditorium
124 S. Franklin Street
Tampa, Florida

Click here for directions and parking information.

Schedule

  • 8:00 a.m. - 8:30 a.m. Registration & Networking Continental Breakfast
  • 8:30 a.m. - Welcome & Opening Remarks
  • 8:45 a.m. – 9:45 a.m. Panel Discussion: The Fire & Fury of Cryptocurrencies and Blockchain Technology
  • 9:45 a.m. – 10:30 a.m. A Conversation with Richard Berry, EVP and Director of FINRA’s Office of Dispute Resolution
  • 10:30 a.m. – 10:40 a.m. 10-minute networking break
  • 10:40 a.m. – 11:55 a.m. Panel Discussion: Turning #MeToo into #NotHere: Eliminating the Gender Gap in Financial Services
  • 11:55 a.m. – 12:00 p.m. Closing Remarks ​

Cryptocurrency & Blockchain Technology Panel Participants:

Kevin Rosen, Esq., Shutts & Bowen LLP – Moderator

  • Gus Dimitrelos, President of Cyber Forensics, Inc., retired US Secret Service
  • Yvette Panetta, Deputy Director, FINRA Member Regulation
  • David Silver, J.D., Founding Partner of Silver Miller

Conversation with Richard Berry, head of FINRA Dispute Resolution, and FSDA member Patricia Cowart, Senior Counsel Wells Fargo Advisors. Rick will provide us with insight into Dispute Resolution, will discuss recent initiatives, and will address a topic of great interest to our members, the expungement process.

Turning #MeToo into #NotHere: Eliminating the Gender Gap in Financial Services Panel Participants:

Erin Linehan, Esq., Raymond James – Moderator

  • Joelle A. Simms, Attorney, BRESSLER, AMERY & ROSS, P.C.
  • Kirstin Turner, Senior Managing Director, Florida Complex Director, RBC Wealth
  • Heather B. Brock, Chief Diversity & Inclusion Officer, Employment Law Shareholder, Buchanan Ingersoll
  • Jonathan Santelli, EVP and General Counsel Raymond James Financial

CE Credits approved:  CLE - General 3.5, Bias Elimination 1.5, Technology 1.5
                                                    CLE Certification Credit:  Business Litigation 3.5     
                                         CFP - 3.5 (please bring CFP number for reporting purposes) 
                                         CPA - pending
                                                        

2018 Sponsors:

FSDA thanks the following members for their sponsorship support of the Industry Outreach Program 2018




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