Florida Securities

Dealers Association

Log in

The Definitive Voice of, and Advocate for, Florida Securities Firms and Investment Advisors for More Than 80 Years.

EVENT NOTICE: Thursday, July 18, 2019 - 7 Surefire Ways to Get Sued by Your Client or Fined by Your Regulator (and how to avoid them!).

07/01/2019 10:59 AM | Anonymous

Consider joining FSDA member firm Bressler Amery & Ross at this event!

7 Surefire Ways to Get Sued by Your Client or Fined by Your Regulator (and how to avoid them!)

Join us for an exclusive and complimentary seminar for investment advisers with a networking cocktail hour to follow and CFP credits!

This seminar will focus on how to survive in today's litigious environment and what to do if it happens to you. Our speakers will discuss how to avoid regulatory investigations, RIA business structuring, litigation protection, succession planning, Regulation BI and other hot topics!

DATE: Thursday, July 18, 2019

TIME: 4:30 PM - 6:00 PM with networking cocktail hour to follow immediately after

LOCATION: One Biscayne Tower Veritext Legal Solutions, 2 South Biscayne Blvd Suite 2500 - The Arbitration Room Miami, FL 33131

RSVP: Email your RSVP to: events@bressler.com


Copyright 2019, Florida Securities Dealers Association, Inc.
Terms and Conditions | Privacy Statement

Call or Email Us
Office: (561) 371-4517
Email: info@floridasecurities.com

Address:
6671 W. Indiantown Road,
#50-194 Jupiter, FL 33458