Consider joining FSDA member firm Bressler Amery & Ross at this event!
7 Surefire Ways to Get Sued by Your Client or Fined by Your Regulator (and how to avoid them!)
Join us for an exclusive and complimentary seminar for investment advisers with a networking cocktail hour to follow and CFP credits!
This seminar will focus on how to survive in today's litigious environment and what to do if it happens to you. Our speakers will discuss how to avoid regulatory investigations, RIA business structuring, litigation protection, succession planning, Regulation BI and other hot topics!
DATE: Thursday, July 18, 2019
TIME: 4:30 PM - 6:00 PM with networking cocktail hour to follow immediately after
LOCATION: One Biscayne Tower Veritext Legal Solutions, 2 South Biscayne Blvd Suite 2500 - The Arbitration Room Miami, FL 33131
RSVP: Email your RSVP to: firstname.lastname@example.org