Join the following FSDA members who are panelists at this informative seminar: Louis Dempsey, “What Are the Nightmares Keeping You Awake at Night?”; Steven Greenbaum, “Key 2017 Legislative & Regulatory Initiatives”; Daniel Newman & Kevin Rosen, “Cybersecurity: Avoiding Pitfalls & Legal Exposure”; and Daniel Newman, Patricia Cowart and William Reilly, “Senior Investors: Risk Management, Existing & Proposed Legislation and Rules”.
Attendees will learn about the current bank and broker-dealer challenges and regulatory priorities facing compliance professionals, risk managers, internal auditors, and attorneys.
The focus will be on current compliance/internal audit topics, new rules or interpretations, regulatory/new Administration developments and best practices/tools. Attendees will sharpen their skills through general, workshop and interactive sessions with their peers, industry leaders, and regulators.
Additional benefits of attending include peer interaction in a small group setting, networking, learning best practices and face time with regulators. The program has been approved by the Florida Bar for 21.5 CLE hours is. CPE will also be available.
For detailed information on the sessions and registration instructions, click on the following link: